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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2006-06-15 |
Branch Locations
465 Woodruff Rd, Greenville, SC 29607 • United States
Greenville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greenville | SC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Greenville | SC | 03/2020 | Present |
Business Ownership; Advisor Properties, LLC; ; Real estate holding company; 30 Parkins Lake RoadGreenville, SC 29607, ,; Not Investment-Related; 06/15/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-10 |
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