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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-06 |
| NC | RA | APPROVED | 2025-05-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed The Faithful Agency | Assonet | MA | 01/1992 | 05/2025 |
| Scf Securities, Inc. | Fresno | CA | 09/2013 | 05/2025 |
| Scf Investment Advisors, Inc. | Fresno | CA | 09/2013 | 05/2025 |
| Lpl Financial Llc | Titusville | FL | 05/2025 | Present |
1 - 05/2025 - Parent Financial Solutions-"The Faithful Agency" - DBA for LPL Business (entity for LPL business) - Inv Related - 40 Hours/Month - 40 Hours During Trading - At reported business location(s). 2 - 05/2025 - Parent Financial Solutions-"The Faithful Agency" - Non-Variable Insurance/Insurance Agency - Inv Related - 40 Hours/Month - 40 Hours During Trading - OBA Start Date: 07/01/2002.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-27 |
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