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Gerald Wayne Parent

LPl Financial LLC

Titusville, FL

CRD 2479342

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-06
NC RA APPROVED 2025-05-01
  • FL RA
    APPROVED
    Since 2025-05-06
  • NC RA
    APPROVED
    Since 2025-05-01

Branch Locations

Titusville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed The Faithful Agency Assonet MA 01/1992 05/2025
Scf Securities, Inc. Fresno CA 09/2013 05/2025
Scf Investment Advisors, Inc. Fresno CA 09/2013 05/2025
Lpl Financial Llc Titusville FL 05/2025 Present
  • 01/1992 → 05/2025
    Self-Employed The Faithful Agency
    Assonet, MA
  • 09/2013 → 05/2025
    Scf Securities, Inc.
    Fresno, CA
  • 09/2013 → 05/2025
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 05/2025 → Present
    Titusville, FL
Previous Registrations
  • 2013-09-17 → 2025-05-02
    Scf Investment Advisors, Inc.
    Fresno, CA
    Assonet, MA
    San Diego, CA
    Titusville, FL
Other Businesses

1 - 05/2025 - Parent Financial Solutions-"The Faithful Agency" - DBA for LPL Business (entity for LPL business) - Inv Related - 40 Hours/Month - 40 Hours During Trading - At reported business location(s). 2 - 05/2025 - Parent Financial Solutions-"The Faithful Agency" - Non-Variable Insurance/Insurance Agency - Inv Related - 40 Hours/Month - 40 Hours During Trading - OBA Start Date: 07/01/2002.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-27
  • S63 Uniform Securities Agent State Law Examination
    1994-04-27
Designations
  • Chartered Financial Consultant
Other Names
  • Jerry Parent
  • Gerald Wayne Parent
  • Jerry Parent
  • Gerald W Parent

View on SEC IAPD

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