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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-11-14
TX RA APPROVED 2017-11-14
  • PA RA
    APPROVED
    Since 2017-11-14
  • TX RA
    APPROVED
    Since 2017-11-14

Branch Locations

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

1735 Market Street Suite 3110, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley West Conshohocken PA 05/2014 10/2017
Jpmorgan Chase Bank, N.A. Philadelphia PA 11/2017 Present
Jpmorgan Securities, Llc. Philadelphia PA 11/2017 Present
  • 05/2014 → 10/2017
    West Conshohocken, PA
  • 11/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Philadelphia, PA
  • 11/2017 → Present
    Jpmorgan Securities, Llc.
    Philadelphia, PA
Previous Registrations
  • 2014-05-09 → 2017-11-06
    West Conshohocken, PA
    Philadelphia, PA
  • 2010-02-08 → 2014-05-27
    Barclays Capital Inc.
    Philadelphia, PA
  • 2008-02-14 → 2008-10-15
    Lehman Brothers Inc.
    Philadelphia, PA
    New York, NY
    New York, NY
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-17
S63 Uniform Securities Agent State Law Examination 1995-05-02
  • S65 Uniform Investment Adviser Law Examination
    1996-01-17
  • S63 Uniform Securities Agent State Law Examination
    1995-05-02
Other Names
  • Marne Alicia Altbaum

View on SEC IAPD

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