Erik Erle Simmons

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 12/2023
  Arete Wealth Management Llc
  Chicago, IL
• 08/2015 → 12/2023
  Axxcess Wealth Management Llc
  Carlsbad, CA
• 12/2023 → 12/2023
  Ameriprise Financial Services
  Carlsbad, CA
• 03/2020 → 03/2020
  Ameriprise Financial Services, Llc
  Carlsbad, CA
• 12/2023 → Present
  Ameriprise Financial Services, Llc.
  Carlsbad, CA

Previous Registrations

• 2022-01-05 → 2024-01-03
  Axxcess Wealth Management, Llc
  Carlsbad, CA
• 2015-09-16 → 2021-12-31
  Axxcess Wealth Management, Llc
  Carlsbad, CA
• 2014-08-29 → 2015-08-25
  Calton & Associates, Inc.
  Carlsbad, CA
• 2010-04-06 → 2014-09-04
  U.S. Bancorp Investments, Inc.
  Del Mar, CA
  Oceanside, CA
  Rancho Santa Fe, CA
  San Diego, CA
  Rancho Santa Fe, CA
  Oceanside, CA
  Oceanside, CA
  San Marcos, CA
  San Marcos, CA
  San Marcos, CA
  San Marcos, CA
  Carlsbad, CA
  Carlsbad, CA
  San Diego, CA
  Vista, CA
  Vista, CA
  Solona Beach, CA
  Carlsbad, CA
  Carlsbad, CA
  Murrieta, CA
  Temecula, CA
  Escondido, CA
• 2009-05-02 → 2010-04-05
  Chase Investment Services Corp.
  Rancho Santa Fe, CA
  Del Mar, CA
  San Marcos, CA
  Vista, CA
  San Marcos, CA
  Vista, CA
• 2006-02-21 → 2009-05-02
  Wamu Investments, Inc.
  Rancho Santa Fe, CA
  San Marcos, CA
  Del Mar, CA
  Rancho Santa Fe, CA
  Vista, CA
  San Marcos, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-04-27