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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-12-23
  • PA RA
    APPROVED
    Since 2013-12-23

Branch Locations

100 Iron Lake Blvd, Exton, PA 19341 • United States

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank, N.A. Exton PA 11/2013 10/2024
Td Private Client Wealth Llc Exton PA 11/2013 Present
Td Bank N.A. Exton PA 10/2024 Present
  • 11/2013 → 10/2024
    Td Bank, N.A.
    Exton, PA
  • 11/2013 → Present
    Exton, PA
  • 10/2024 → Present
    Td Bank N.A.
    Exton, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-18
S63 Uniform Securities Agent State Law Examination 1996-11-25
S65 Uniform Investment Adviser Law Examination 1996-11-25
  • S66 Uniform Combined State Law Examination
    2011-04-18
  • S63 Uniform Securities Agent State Law Examination
    1996-11-25
  • S65 Uniform Investment Adviser Law Examination
    1996-11-25
Other Names
  • Jeff Hunter

View on SEC IAPD

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