Allen Richard Schiff

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2008-11-04

NC RA
APPROVED

Since 2008-11-04

Branch Locations

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	06/2002	Present
Tiaa	Charlotte	NC	04/1994	Present

06/2002 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
04/1994 → Present

Tiaa

Charlotte, NC

Other Businesses

VACATION RENTAL HOUSE POSITION: Owner NATURE: Vacation rental house. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 418 37th Street, Sunset Beach NC 28468, United States DESCRIPTION: owner of the vacation rental house

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-11-03
S63	Uniform Securities Agent State Law Examination	1994-11-02

S65 Uniform Investment Adviser Law Examination

2008-11-03
S63 Uniform Securities Agent State Law Examination

1994-11-02