Andrew Felix Rappolt

Current Employers

Employment History

• 05/2016 → 11/2016
  Wells Fargo Advisors, Llc
  San Francisco, CA
• 11/2016 → 02/2020
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 02/2020 → Present
  Lpl Financial, Llc
  Santa Rosa, CA
• 03/2020 → 12/2021
  Jl Schneider & Associates, Inc.
  Santa Rosa, CA
• 12/2021 → Present
  Atlas Private Wealth Advisors, Llc
  Matawan, NJ

Previous Registrations

• 2022-01-03 → 2024-12-12
  Atlas Private Wealth Advisors
  Red Bank, NJ
  Santa Rosa, CA
• 2020-04-29 → 2021-12-16
  J L Schneider & Associates
  Santa Rosa, CA
• 2016-05-09 → 2020-03-11
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
  San Francisco, CA
• 2014-08-12 → 2016-02-03
  Protected Investors Of America
  Healdsburg, CA
  San Francisco, CA
• 2009-05-02 → 2012-10-02
  Chase Investment Services Corp.
  Novato, CA
  Windsor, CA
  Santa Rosa, CA
  Chicago, IL
• 2008-06-25 → 2009-05-02
  Wamu Investments, Inc.
  Santa Rosa, CA
  Santa Rosa, CA
  Santa Rosa, CA
  Novato, CA

Other Businesses

1. 01/03/2022 - Atlas Private Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date: 12/16/2021 - 160 Hours Per Month/160 Hours During Securities Trading - I provide administrative support to Atlas Private Wealth Advisors, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-24
• S63 Uniform Securities Agent State Law Examination
  2005-10-29

Other Names

• Andrew Rappolt