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Joseph Anthony Laciak

LPl Financial LLC

Valparaiso, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-07-27
  • IN RA
    APPROVED
    Since 2018-07-27

Branch Locations

56 S Washington St, Valparaiso, IN 46383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Schererville IN 09/2005 03/2017
Laciak Accountancy Group, Pc Schererville IN 11/1994 Present
Oneamerica Securities, Inc Schererville IN 12/2005 03/2017
Lpl Financial Llc Valparaiso IN 07/2018 Present
  • 09/2005 → 03/2017
    American United Life
    Schererville, IN
  • 11/1994 → Present
    Laciak Accountancy Group, Pc
    Schererville, IN
  • 12/2005 → 03/2017
    Oneamerica Securities, Inc
    Schererville, IN
  • 07/2018 → Present
    Lpl Financial Llc
    Valparaiso, IN
Previous Registrations
Other Businesses

1)7/27/18- Farrall Wealth- DBA for LPL Business (entity for LPL business)- Inv. Related- Valparaiso, IN- start date 5/22/2018- 100% 2)7/27/18- Laciak Accountancy Group- CPA Affiliate Program- Inv. Related- Valparaiso, IN- start date 1/1/1983 - 160hrs/mth- 98%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-07
S63 Uniform Securities Agent State Law Examination 2005-12-12
  • S65 Uniform Investment Adviser Law Examination
    2007-09-07
  • S63 Uniform Securities Agent State Law Examination
    2005-12-12
Other Names
  • Joseph Laciak

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
ON INVESTMENT MANAGEMENT CO
FIFTH THIRD SECURITIES, INC.
EDWARD JONES

Other Investors

JOSEPH RICHARD MURPHY
Steven C Underwood
Whitney M. Trimble
Scott C Reiner
Victor Le Roy Sikorski
JAMES ALAN KUXHAUS
DOUGLAS RAYMOND ELLIOTT
PAUL JASON KUZEMKA

Other Offices

MWM ADVISORY GROUP, LLC · VALPARAISO, IN
J.P. MORGAN SECURITIES LLC · VALPARAISO, IN
FIRST HEARTLAND CONSULTANTS, INC. · VALPARAISO, IN
COMMONWEALTH FINANCIAL NETWORK · Valparaiso, IN
AMERIPRISE FINANCIAL SERVICES, LLC · Valparaiso, IN
ON INVESTMENT MANAGEMENT CO · Valparaiso, IN
FIFTH THIRD SECURITIES, INC. · VALPARAISO, IN
LPL FINANCIAL LLC · VALPARAISO, IN

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