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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-15 |
| CA | RA | APPROVED | 2025-10-14 |
Branch Locations
555 California St 24Th Fl, San Francisco, CA 94104 • United States
420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | San Francisco | CA | 05/1997 | Present |
| Wells Fargo Clearing Services | San Francisco | CA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-14 |
| S65 | Uniform Investment Adviser Law Examination | 2003-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-25 |
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