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Dale R Rippo

Arete Wealth Advisors, LLC

Melville, NY

CRD 2477528

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Employer firm

Arete Wealth Advisors, LLC CRD 145488

$2.75B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-04
  • NY RA
    APPROVED
    Since 2026-05-04

Branch Locations

425 Broadhollow Rd. Suite 325, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation Melville NY 09/2017 07/2022
Unemployed/Homemaker Lindenhurst NY 12/2011 09/2017
Fincadia Melville NY 07/2022 Present
Arete Wealth Management Chicago IL 12/2025 Present
  • 09/2017 → 07/2022
    National Securities Corporation
    Melville, NY
  • 12/2011 → 09/2017
    Unemployed/Homemaker
    Lindenhurst, NY
  • 07/2022 → Present
    Fincadia
    Melville, NY
  • 12/2025 → Present
    Arete Wealth Management
    Chicago, IL
Other Businesses

FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 12/2025; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 12/2025; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 12/2025; FULL TIME; INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-04
S63 Uniform Securities Agent State Law Examination 2002-03-30
  • S66 Uniform Combined State Law Examination
    2026-05-04
  • S63 Uniform Securities Agent State Law Examination
    2002-03-30
Other Names
  • Dale Robin Siegel
  • Dale Rippo
  • Dale Robin Rippo

View on SEC IAPD

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