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Arete Wealth Advisors, LLC CRD 145488
$2.75B regulatory AUM 35 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-04 |
Branch Locations
425 Broadhollow Rd. Suite 325, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Melville | NY | 09/2017 | 07/2022 |
| Unemployed/Homemaker | Lindenhurst | NY | 12/2011 | 09/2017 |
| Fincadia | Melville | NY | 07/2022 | Present |
| Arete Wealth Management | Chicago | IL | 12/2025 | Present |
FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 12/2025; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 12/2025; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 12/2025; FULL TIME; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-30 |
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