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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-13 |
Branch Locations
9442 N Capital Of Texas Hwy N Ste 700 Arboretum Plaza One, Austin, TX 78759 • United States
13215 Bee Cave Pkwy Ste 150, Bldg A, Bee Cave, TX 78738 • United States
3727 Williams Dr, Georgetown, TX 78628 • United States
111 Congress Ave 3Rd Fl, Austin, TX 78701 • United States
111 Congress Ave 3Rd Fl [Yd-Rbo], Austin, TX 78701 • United States
201 Main St Ste 1700, Fort Worth, TX 76102 • United States
101 South Locust Street, Denton, TX 76201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Fort Worth | TX | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Worth | TX | 11/2016 | Present |
TORREY PINES HOMEOWNERS ASSOCIATION,XTO ENERGY GAS LEASE, NOT INV RELATED, FORT WORTH, TX. START: 11/16/2009, ROYALTY PAYMENTS FOR HOA RESIDENTS. EXECUTOR FOR FATHER-IN-LAW'S ESTATE; INV. RELATED; FORT WORTH, TX; START DATE 3/2018; 4 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-11 |
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