Glenn Eric Raese

Current Employers

Employment History

• 01/2024 → Present
  Lpl Financial, Llc
  Roseville, CA
• 01/2024 → 06/2026
  Mariner Independent Advisor Network, Llc
  Overland Park, KS
• 12/2009 → 10/2023
  Principal Funds/Principal Asset Management
  Eldorado Hills, CA
• 01/2024 → Present
  West Asset Management
  Roseville, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2024-01-12 → 2026-06-26
  Mariner Advisor Network
  Roseville, CA
• 2021-11-12 → 2023-10-24
  Principal Asset Management
  Folsom, CA

Other Businesses

1) 01/22/2024 - West Capital Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/02/2023 - 160 Hours Per Month/ 8 Hours During Trading 2) 01/22/2024 - KR ADVISORY - Business Entity For Tax/Investment Purposes Only - Investment Related - Home Based - Start Date 01/02/2021 - 2 Hours Per Month 3) 11/22/2024 - West Coast Wealth Management - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 10 Hours Per Month/ 1 Hour During Trading 4) 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) -160 Hours Per Month/ 6 Hours During Trading -I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2022-02-15
• S63 Uniform Securities Agent State Law Examination
  2000-04-12

Designations