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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-07-12 |
| TX | RA | APPROVED | 2023-05-12 |
Branch Locations
Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | New York | NY | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 05/2023 |
| Morgan Stanley Smith Barney Llc | Paramus | NJ | 05/2023 | Present |
JJLM LLC, INV RELATED, STATEN ISLAND, NY, 50% OWNER, START: 12/31/2016, 0 HOURS, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-27 |
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