Best Investors
Account
Sign in
Best Investors
Account
Sign in
32 Hampden Street, Springfield, MA 01103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-02-24 |
Branch Locations
32 Hampden Street 3Rd Floor, Springfield, MA 01103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heaphy Investments, Llc | Springfield | MA | 09/2009 | Present |
Executive Administrative Services, Inc. - President of a company that provides bill paying and tax return preparation for clients. The bill paying and tax return preparation is not done by me. In the past I have checked the returns but am looking to not do this in the future. Checking of the returns in the past. It has been seasonal. For nine months of the year, I do not perform any duties. For two and a half months it has been a few hours per day but can be done before and after trading hours if I were to continue it. I do act as trustee/ co-trustee for a few clients and this usually does not require any time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-22 |
Reach out to this advisor