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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| CA | RA | APPROVED | 2005-08-30 |
Branch Locations
200 Fourth Street Suite 100, Santa Rosa, CA 95401-6213 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Santa Rosa | CA | 01/1994 | Present |
| Charles Schwab Bank, Ssb | Santa Rosa | CA | 05/2008 | Present |
Real Estate; 12/09/2013; Petaluma, California; Not Investment Related; Owner; people pay him to stay at this house; less than 20 hours per month; does not do this role during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-09 |
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