Kathleen Elizabeth Schroeder

Employer firm

Alden Capital CRD 293551

$1.52B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• RETIREMENT PLAN ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → Present
  Risk Management Advisory Services, Inc.
  Bellmawr, NJ
• 05/1985 → Present
  Kings Management Company
  Mt Ephraim, NJ
• 09/2010 → 07/2019
  Capitol Securities Management, Inc.
  Mt Ephraim, NJ
• 07/2019 → Present
  Alden Capital Management
  Jenkintown, PA
• 07/2019 → Present
  J Alden Associates, Inc.
  Jenkintown, PA

Other Businesses

1)Name of Business: KINGS MANAGEMENT COMPANY Investment-related: YES Address: 420 BENIGNO BLVD 1ST FLOOR; KOR EAST UNIT A, BELLMAWR, NJ 08031 Nature of the other business: INSURANCE SALES & TAX PREPARATION Position, title, or relationship with the other business: VICE PRESIDENT Start date: 1992 Approx# of hours/month you devote to the other business: 40-60 Approx#of hours/month you devote to the other business during securities trading hours: 40-60 Duties relating to the other business: PAPERWORK & CLIENT MEETINGS 2) Name of Business: RISK MANAGEMENT ADVISORY SERVICES, INC. Investment-related: Yes Address: 420 BENIGNO BLVD 1ST FLOOR; KOR EAST UNIT A, BELLMAWR, NJ 08031 Nature of the other business: Independent RIA Position, title, or relationship with the other business: Vice President Start date: 2002 Approx# of hours/month you devote to the other business: 4-40 Approx# of hours/month you devote to the other business during securities trading hours: 4-40 Describe your duties relating to the other business: Paperwork & Client Meetings 3)Trust account: PETER G SCHLOTTERER & ELIZABETH M. ZIPF CHARITABLE TRUST Trustee on family account 4) Trust account: KAREN M DEACON IRROVOCABLE TRUST Trustee on family account 5) Trust account:SHARON K SMALL IRREVOCABLE TRUST Trustee on family account. Relationship of grantor: MOTHER 6) Trust account: TRUSTEE OF WILLIAM R SMALL FAMILY TRUST Trustee on family account 7)Trust account: TRUSTEE OF WILLIAM R SMALL FAMILY TRUST FBO KRISTEN A. SMALL Trustee on family account. 8)Trust account: TRUSTEE OF WILLIAM R SMALL FAMILY TRUST FBO KATHLEEN SCHROEDER Trustee on family account 9)Trust account: TRUSTEE OF WILLIAM R SMALL FAMILY TRUST FBO PAMELA S. SMALL Trustee on family account. 10)Trust account: TRUSTEE OF THE SCOTT A. ANDERSON FAMILY TRUST Trustee on family account

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-20
• S63 Uniform Securities Agent State Law Examination
  1994-06-01

Other Names

• Kathleen Elizabeth Small