Charles Matthew Fagan

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2019-09-27
TX	RA	APPROVED	2019-09-27

MO RA
APPROVED

Since 2019-09-27
TX RA
APPROVED

Since 2019-09-27

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	St Louis	MO	11/2011	Present

11/2011 → Present

Raymond James & Associates

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-13

S66 Uniform Combined State Law Examination

2006-03-13

Designations

Certified Financial Planner

View on SEC IAPD

Employer firm

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Exams

Designations

Nearby Firms

Nearby Investors

Nearby Offices

Reviews