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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-06-05
  • IL RA
    APPROVED
    Since 2009-06-05

Branch Locations

10310 Orland Parkway, Suite 104, Orland Park, IL 60467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Orland Park IL 06/2009 Present
  • 06/2009 → Present
    Stifel Nicolaus & Co Inc
    Orland Park, IL
Previous Registrations
Other Businesses

1. Rental Property; 19 Mora Ferenc, Gyenesdias, OT 8315, Hungary; Owner; 10/26/2018; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 2. Rental Property; 40 Radistov St #67, Kyiv, 02089, Ukraine ; Rental Property; Owner; 09/27/2021; 1 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. Natalie Worldwide LLC; 5821 Huron Dr Cedar Lake IN 46303; Owns real estate; Owner; Management of the property; 11/30/2023; 1.00hr/week; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-10
S65 Uniform Investment Adviser Law Examination 1994-05-10
  • S63 Uniform Securities Agent State Law Examination
    1994-05-10
  • S65 Uniform Investment Adviser Law Examination
    1994-05-10

View on SEC IAPD

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