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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-23
FL RA APPROVED 2022-02-07
  • NJ RA
    APPROVED
    Since 2022-05-23
  • FL RA
    APPROVED
    Since 2022-02-07

Branch Locations

Holmdel, NJ • United States

2536 Countryside Blvd 6Th Floor Suite 601, Clearwater, FL 33763 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J&J Marine Electronics Holmdel NJ 04/1993 02/2022
Wells Fargo Advisors Llc Short Hills NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Short Hills NJ 11/2016 02/2022
Raymond James & Associates, Inc. Clearwater FL 02/2022 Present
Raymond James & Associates, Inc. Holmdel NJ 05/2022 Present
Previous Registrations
  • 2008-01-01 → 2022-02-07
    Short Hills, NJ
    Short Hills, NJ
  • 2003-10-14 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Short Hills, NJ
    Short Hills, NJ
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-22
  • S63 Uniform Securities Agent State Law Examination
    1994-06-22
Other Names
  • Joe Paul Debonis

View on SEC IAPD

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