Corey Aschenbach

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 10/2020
  Morgan Stanley Smith Barney
  Los Angeles, CA
• 01/2015 → 10/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2020 → Present
  Wells Fargo Clearing Services, Llc
  Irvine, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-06-01 → 2020-10-14
  Morgan Stanley
  Los Angeles, CA
• 2002-11-08 → 2009-06-01
  Citigroup Global Markets Inc.
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
• 1999-10-06 → 2002-11-19
  Ubs Financial Services Inc.
  Century City, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-04
• S63 Uniform Securities Agent State Law Examination
  1994-06-14

Other Names

• Corey Andrew Aschenbach