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Jonathan Blake Hess

Stifel, Nicolaus & Company, Incorporated

Wayzata, MN

CRD 2476539

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-08-30
TX RA APPROVED 2022-08-30
  • MN RA
    APPROVED
    Since 2022-08-30
  • TX RA
    APPROVED
    Since 2022-08-30

Branch Locations

701 East Lake Street, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minnetonka MN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Minnetonka MN 11/2016 08/2022
Stifel, Nicolaus & Company, Incorporated Golden Valley MN 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-28
S63 Uniform Securities Agent State Law Examination 1994-06-13
  • S65 Uniform Investment Adviser Law Examination
    2022-03-28
  • S63 Uniform Securities Agent State Law Examination
    1994-06-13
Other Names
  • Jon B. Hess

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
LARSON FINANCIAL GROUP, LLC
EDWARD JONES

Nearby Investors

JOSEPH ANTHONY DELMONICO
GREGORY CHARLES RIELAND
BRIAN JEROME WARPINSKI

Nearby Offices

MORGAN STANLEY · Wayzata, MN
LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN

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