Cindy Ann Mickelson

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2002-03-28

WI RA
APPROVED

Since 2002-03-28

Branch Locations

Waterford, WI • United States

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	10/2001	Present
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	01/2002	Present

10/2001 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
01/2002 → Present

Northwestern Mutual Investment Services, Llc

Milwaukee, WI

Other Businesses

1. CONSULTANT, MARY KAY, 500 E MAIN ST UNIT 202, WATERFORD, , WISCONSIN, 53185, UNITED STATES OF AMERICA, MULTI-LEVEL-MARKETING, START DATE: 3/10/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CONSULTANT, PERSONAL USE; INVESTMENT-RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-27
S63	Uniform Securities Agent State Law Examination	1996-01-22

S66 Uniform Combined State Law Examination

2001-06-27
S63 Uniform Securities Agent State Law Examination

1996-01-22

View on SEC IAPD