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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-08-10
  • IN RA
    APPROVED
    Since 2016-08-10

Branch Locations

9565 N Industrial Drive, St. John, IN 46373 • United States

Holland, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calumet College Of St. Joseph Whiting IN 08/1989 Present
Voya Financial Advisors, Inc. St John IN 07/2016 Present
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 9565 N INDUSTRIAL DRIVE; ST JOHN; IN; 46373; Independent Insurance Agent; INDEPENDENT INSURANCE AGENT; 7/8/2016; 160; 160; sales of fixed insurance products| NAME OF ENTITY:TAT ASSOCIATES, LLC; Yes; 9565 N INDUSTRIAL DR; ST JOHN; IN; 46373; FINANCIAL SERVICES/DBA USED FOR TAX PURPOSES; PRESIDENT/OWNER; 1/1/2017; 1; 1; SALE & SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.| NAME OF ENTITY:CALUMET COLLEGE OF ST. JOSEPH; No; 2400 NEW YORK AVE; WHITING; IN; 46394; COLLEGE INSTRUCTOR; ADJUNCT INSTRUCTOR; 1/1/1990; 30; 0; FACILITATE EDUCATIONAL LEARNING. BUSINESS AND PSYCHOLOGY DEPARTMENTS| BROWN INSURANCE GROUP POSITION: Financial Advisor NATURE: I would receive a split-commission for clients I refer to Brown Insurance Group who end up writing policies and becoming clients with them. I am also P&C licensed. To replace prior OBA with TW Group. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/24/2025 ADDRESS: 9105A Indianapolis Blvd. #300, Highland IN 46322, United States DESCRIPTION: Referrals only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-20
S63 Uniform Securities Agent State Law Examination 2002-05-29
  • S66 Uniform Combined State Law Examination
    2016-07-20
  • S63 Uniform Securities Agent State Law Examination
    2002-05-29
Other Names
  • Tony Franco

View on SEC IAPD

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