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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2016-08-10 |
Branch Locations
9565 N Industrial Drive, St. John, IN 46373 • United States
Holland, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calumet College Of St. Joseph | Whiting | IN | 08/1989 | Present |
| Voya Financial Advisors, Inc. | St John | IN | 07/2016 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 9565 N INDUSTRIAL DRIVE; ST JOHN; IN; 46373; Independent Insurance Agent; INDEPENDENT INSURANCE AGENT; 7/8/2016; 160; 160; sales of fixed insurance products| NAME OF ENTITY:TAT ASSOCIATES, LLC; Yes; 9565 N INDUSTRIAL DR; ST JOHN; IN; 46373; FINANCIAL SERVICES/DBA USED FOR TAX PURPOSES; PRESIDENT/OWNER; 1/1/2017; 1; 1; SALE & SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.| NAME OF ENTITY:CALUMET COLLEGE OF ST. JOSEPH; No; 2400 NEW YORK AVE; WHITING; IN; 46394; COLLEGE INSTRUCTOR; ADJUNCT INSTRUCTOR; 1/1/1990; 30; 0; FACILITATE EDUCATIONAL LEARNING. BUSINESS AND PSYCHOLOGY DEPARTMENTS| BROWN INSURANCE GROUP POSITION: Financial Advisor NATURE: I would receive a split-commission for clients I refer to Brown Insurance Group who end up writing policies and becoming clients with them. I am also P&C licensed. To replace prior OBA with TW Group. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/24/2025 ADDRESS: 9105A Indianapolis Blvd. #300, Highland IN 46322, United States DESCRIPTION: Referrals only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-29 |
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