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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2012-10-22 |
| TX | RA | APPROVED_RES | 2012-07-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Key West | FL | 01/2003 | Present |
1. 01/15/2003 - STARBOARD FINANCIAL - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 2. 02/27/2024 - Starboard Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/20/2003 - 100 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-21 |
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