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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-22
PA RA APPROVED 2003-08-05
  • TX RA
    APPROVED
    Since 2019-05-22
  • PA RA
    APPROVED
    Since 2003-08-05

Branch Locations

865 Easton Rd Ste 350, Warrington, PA 18976-7802 • United States

Churchville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Warrington PA 09/2005 03/2020
Ameriprise Financial Services, Llc Warrington PA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 27 N Kitty Knight Drive, , Churchville, PA, 18966; Investment-Related; 08/01/2026. Business Ownership; Aiken Lemly Partnership; Co-owner; buying/selling rental real estate.; 27 N Kitty Knight Drive, , CHURCHVILLE, PA, 18966; Not Investment-Related; 09/20/1987; 1 to 9 hours per month; 1 to 9 during trading hours / 1906Central LLC; Owner; Retail; 27 N Kitty Knight Drive, , Churchville, PA, 18966; Investment-Related; 08/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-01
  • S63 Uniform Securities Agent State Law Examination
    1994-06-01
Designations
Other Names
  • Gerard C Lemly

View on SEC IAPD

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