Nicole Dianne Simoni

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-07-22
GA	RA	APPROVED	2017-07-28
CA	RA	APPROVED	2012-06-05

TX RA
APPROVED_RES

Since 2021-07-22
GA RA
APPROVED

Since 2017-07-28
CA RA
APPROVED

Since 2012-06-05

Branch Locations

1333 N California Blvd Ste 630, Walnut Creek, CA 94596 • United States

Brentwood, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Walnut Creek	CA	10/2006	03/2020
Ameriprise Financial Services, Llc	Walnut Creek	CA	03/2020	Present

10/2006 → 03/2020

Ameriprise Financial Services, Inc.

Walnut Creek, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Walnut Creek, CA

Other Businesses

Board of Directors; LUHSD Athletic Hall of Fame; Board Member; 929 2nd StreetBrentwood, CA 94513, , Brentwood, CA, 94513; Not Investment-Related; 01/01/2008; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-28

S66 Uniform Combined State Law Examination

2007-12-28

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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