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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Hot Springs | AR | 06/2009 | 12/2016 |
| Morgan Stanley | Hot Springs | AR | 12/2016 | 11/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2017 | 01/2021 |
| Wells Fargo Advisors Financial Network, Llc | Hot Springs | AR | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-20 |
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