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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-03-28
  • AR RA
    APPROVED
    Since 2022-03-28

Branch Locations

1801 Central Ave F, Hot Springs, AR 71901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Hot Springs AR 06/2009 12/2016
Morgan Stanley Hot Springs AR 12/2016 11/2021
Morgan Stanley Private Bank, N.A. New York NY 02/2017 01/2021
Wells Fargo Advisors Financial Network, Llc Hot Springs AR 02/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-12
S63 Uniform Securities Agent State Law Examination 1998-03-20
  • S66 Uniform Combined State Law Examination
    2014-06-12
  • S63 Uniform Securities Agent State Law Examination
    1998-03-20
Other Names
  • Debby Butler
  • Debby Spakes
  • Deborah Spakes
  • Debby Cantrell
  • Deborah Jene Cantrell

View on SEC IAPD

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