Patrick Kevin Dailey

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 08/2018
  Chelsea Financial Services
  Staten Island, NY
• 09/2019 → Present
  Transamerica Financial Advisors, Inc
  Rancho Santa Margarita, CA
• 08/2019 → Present
  World Financial Group, Inc.
  Rancho Santa Margarita, CA
• 01/2019 → 08/2019
  Chelsea Financial Services
  Staten Island, NY
• 10/2017 → 05/2019
  Claraphi Advisory Network
  Laguna Hills, CA
• 03/2015 → 08/2017
  Acorns Securities
  Irvine, CA
• 07/2017 → 10/2017
  Unemployed
  Rancho Santa Margarita, CA
• 10/2022 → Present
  Pk's Quotes
  Rancho Santa Margarita, CA
• 04/2020 → Present
  Patrick Dailey Notary
  Santa Margarita, CA

Previous Registrations

• 2017-10-12 → 2019-06-20
  Claraphi Advisory Network, Llc
  Aliso Viejo, CA
• 2015-03-20 → 2017-07-20
  Acorns
  Irvine, CA
• 2013-05-13 → 2014-12-17
  Northwestern Mutual Investment Services, Llc
  Los Angeles, CA
• 2012-07-11 → 2013-01-08
  Cetera Wealth Services, Llc
  El Segundo, CA
• 2009-03-24 → 2012-07-09
  Western International Securities, Inc.
  Frederick, MD
  Frederick, MD
  Pasadena, CA
  Pasadena, CA
  Atlantic Highlands, NJ
  Jenkintown, PA
  Pasadena, CA
  Lake Oswego, OR
  Pasadena, CA
  Miami, FL
  Rancho Palos Verdes, CA
  Rancho Palos Verdes, CA
  Torrance, CA
• 2007-01-26 → 2008-10-20
  First Allied Securities, Inc.
  San Diego, CA
  Laguna Beach, CA
  Hemet, CA
  Laguna Beach, CA
  San Diego, CA
  Las Flores, CA
  San Diego, CA
  Alamo, CA
  Santa Barbara, CA
  Honolulu, HI
  Newport Beach, CA
  Las Flores, CA
  Portola Valley, CA
  Portland, OR
  Leavenworth, WA
  Bellingham, WA
  Hillsboro, OR

Other Businesses

As an employee of Transamerica Financial Advisors, Inc., may perform home office functions for other business units. Patrick Dailey Notary Signing Agent / 0420-Present / Investment Related: No / 3 Acanthus Rancho Santa Margarita, CA 92688 / Notary Signing Agent / Notary Public / Hrs Work Monthly: 7 / Sec Trading Hrs: 0 / Part time / weekends, notary signing agent for loan documents and other notary required signatures PK'S QUOTES POSITION: owner NATURE: self-help INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2022 ADDRESS: 3 acanthus, rancho santa margarita CA 92688, United States DESCRIPTION: Present and give my interpretation of inspiring quotes from some great and important people from around the world.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-06-14
• S65 Uniform Investment Adviser Law Examination
  1994-06-09

Other Names

• Patrick Dailey