Robert Joseph Szigeti

Current Employers

Sg Securities, Llc

84 Park Ave Suite G210B, Flemington, NJ 08822-1159 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-06-24

NJ RA
APPROVED

Since 2015-06-24

Branch Locations

84 Park Ave Suite G210B, Flemington, NJ 08822-1159 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sg Securities, Llc	Princeton	NJ	06/2015	Present
Sg Planning, Llc	Princeton	NJ	06/2015	Present
Sg Wealth Management, Llc	Princeton	NJ	06/2015	Present

06/2015 → Present

Sg Securities, Llc

Princeton, NJ
06/2015 → Present

Sg Planning, Llc

Princeton, NJ
06/2015 → Present

Sg Wealth Management, Llc

Princeton, NJ

Previous Registrations

2012-03-28 → 2015-06-19

National Planning Corporation

Tarrytown, NY

Skillman, NJ
2010-04-09 → 2010-06-28

Advanced Equities, Inc.

New York, NY
2007-12-12 → 2008-10-13

Fisher Investments

Skillman, NJ

Plano, TX
2004-12-10 → 2007-11-14

Ubs Financial Services Inc.

Princeton, NJ

Princeton, NJ
2002-10-18 → 2004-12-16

Citigroup Global Markets Inc.

New Brunswick, NJ

Other Businesses

1. SG Planning, LLC; Investment Related; Princeton, NJ; Insurance Products Sales and Services; Insurance Agent; June 2015; Approximately 50% of time spent in this capacity.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-05-14

S63 Uniform Securities Agent State Law Examination

2010-05-14

Other Names

Bob Szigeti

View on SEC IAPD