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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-12-14 |
Branch Locations
2661 W Roosevelt Blvd. Ste 104, Monroe, NC 28110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta | GA | 02/2006 | 12/2016 |
| Suntrust Advisory Services | Atlanta | GA | 12/2016 | 12/2016 |
| Lpl Financial Llc | Monroe | NC | 12/2016 | Present |
1)12/14/16- Lenahan Wealth Management- DBA for LPL Business (entity for LPL business)-Inv. Related- at reported business location(s)- 100% 2) 3/20/2020 - Pinehurst Resort - Investment Related - 80 Carolina Vista Drive, Pinehurts NC 28374 - Outside/W-2 Employment - Caddie - Started 03/26/2020 - 20 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-25 |
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