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Current Employers
Cypress Wealth Services, Llc

74150 Country Club Drive, Palm Desert, CA 92260 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-07-18
  • CA RA
    APPROVED
    Since 2017-07-18

Branch Locations

74150 Country Club Drive, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments, Inc. Albany NY 12/2013 03/2021
Integrated Wealth Management, Inc. Palm Springs CA 11/2013 07/2017
Cypress Wealth Services, Llc Palm Desert CA 07/2017 Present
M.S. Howells & Co Scottsdale AZ 03/2021 Present
  • 12/2013 → 03/2021
    Purshe Kaplan Sterling Investments, Inc.
    Albany, NY
  • 11/2013 → 07/2017
    Integrated Wealth Management, Inc.
    Palm Springs, CA
  • 07/2017 → Present
    Palm Desert, CA
  • 03/2021 → Present
    M.S. Howells & Co
    Scottsdale, AZ
Previous Registrations
  • 2009-06-01 → 2013-10-02
    Indian Wells, CA
    Palm Desert, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Palm Desert, CA
  • 2005-09-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Palm Desert, CA
    Palm Desert, CA
  • 2003-04-28 → 2005-07-13
    Td Ameritrade, Inc.
    Indian Wells, CA
Other Businesses

1. JULY 2017; CYPRESS WEALTH SERVICES, LLC, PALM DESERT, CA; INVESTMENT RELATED; FINANCIAL PLANNING AND ASSET MANAGEMENT; FINANCIAL ADVISOR; FINANCIAL PLANNING AND ASSET MANAGEMENT; DEVOTE 160 HRS/MONTH DURING MARKET HOURS 2. JULY 2017; INDEPENDENT INSURANCE PROFESSIONAL, PALM DESERT, CA; NON INVESTMENT RELATED; SALES OF INSURANCE; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS. 3. JUNE 2022; VARIETY-THE CHILDRENS CHARITY OF THE DESERT, PALM DESERT, CA; NON INVESTMENT RELATED; NOMINATED BOARD MEMBER; ELECT DIRECTORS, FUND RAISING, ATTEND VARIETY EVENTS; DEVOTE 0 HRS/MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-06
S65 Uniform Investment Adviser Law Examination 1998-06-06
  • S63 Uniform Securities Agent State Law Examination
    1998-06-06
  • S65 Uniform Investment Adviser Law Examination
    1998-06-06
Other Names
  • Penny E Salamida
  • Penny E Salamida

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