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74150 Country Club Drive, Palm Desert, CA 92260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-07-18 |
Branch Locations
74150 Country Club Drive, Palm Desert, CA 92260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 12/2013 | 03/2021 |
| Integrated Wealth Management, Inc. | Palm Springs | CA | 11/2013 | 07/2017 |
| Cypress Wealth Services, Llc | Palm Desert | CA | 07/2017 | Present |
| M.S. Howells & Co | Scottsdale | AZ | 03/2021 | Present |
1. JULY 2017; CYPRESS WEALTH SERVICES, LLC, PALM DESERT, CA; INVESTMENT RELATED; FINANCIAL PLANNING AND ASSET MANAGEMENT; FINANCIAL ADVISOR; FINANCIAL PLANNING AND ASSET MANAGEMENT; DEVOTE 160 HRS/MONTH DURING MARKET HOURS 2. JULY 2017; INDEPENDENT INSURANCE PROFESSIONAL, PALM DESERT, CA; NON INVESTMENT RELATED; SALES OF INSURANCE; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS. 3. JUNE 2022; VARIETY-THE CHILDRENS CHARITY OF THE DESERT, PALM DESERT, CA; NON INVESTMENT RELATED; NOMINATED BOARD MEMBER; ELECT DIRECTORS, FUND RAISING, ATTEND VARIETY EVENTS; DEVOTE 0 HRS/MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-06 |
| S65 | Uniform Investment Adviser Law Examination | 1998-06-06 |
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