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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-06-29 |
Branch Locations
13 Arcadia Rd, Suite 17A, Old Greenwich, CT 06870 • United States
Stamford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Timbers Financial Strategies | Old Greenwich | CT | 04/2013 | Present |
| Voya Financial Advisors | New York | NY | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED ADDRESS; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/12/2013; 5; 3; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY:FARM LAND RENTAL; No; 43 Harbor Drive Apt 411; STAMFORD; CT; 6902; FARM LAND; landowner; 1/25/2009; 0; 0; NO DUTIES OR ACTIVITIES-LANDOWNER LEASING FARM FOR SHARE OF CROPS 3. NAME OF ENTITY:TIMBERS FINANCIAL STRATEGIES; Yes; 243 TRESSER BLVD 17TH FLR; STAMFORD; CT; 06902; FINANCIAL SERVICES/DBA; OWNER; 5/1/2013; 10; 3; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS 4. NAME OF ENTITY: Junior League of Greenwich; No; 231 East Putnam Ave; Greenwich; CT; 06830; Charitable Organization; member/volunteer; 11/15/2019; 4; 0; Volunteer to help fund raising and community events 5. NAME OF ENTITY: volunteer work YWCA Greenwich; No; 203 E Putnam Ave; Greenwich; CT; 06830; Teaching individuals financial literacy, and some fund raising duties.; volunteer; 11/30/2019; 10; 4; I would provide support for financial data gathering for the YWCA domestic violence program and provide education on budgeting, cash flow, retirement planning 6. NAME OF OTHER BUSINESS: SAVVY LADIES ; INVESTMENT RELATED: NO; ADDRESS: 39 BROADWAY SUITE 1730 NEW YORK, NY 10006 ; NATURE OF BUSINESS: VOLUNTEER FINANCIAL LITERACY HELPLINE ; START DATE: 11/2021 ; POSITION/TITLE/RELATIONSHIP: VOLUNTEER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: HELP TO WOMEN IN NEED OF FINANCIAL GUIDANCE, BUDGETING, SAVINGS, CONCERNS ABOUT RETIREMENT ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-22 |
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