Robert James Gaskin

Current Employers

Employment History

• 05/2017 → Present
  Raymond James Financial Services, Inc.
  Charlotte, NC
• 05/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Charlotte, NC
• 06/2006 → Present
  Gaskin Asset Management, Llc
  Charlotte, NC
• 05/2009 → 05/2017
  Wells Fargo Advisors Financial Network Llc
  Charlotte, NC

Previous Registrations

• 2006-06-16 → 2017-05-09
  Wells Fargo Advisors Financial Network, Llc
  Charlotte, NC
• 1995-10-11 → 2006-07-10
  Ubs Financial Services Inc.
  Charlotte, NC
  Charlotte, NC

Other Businesses

(1)Name of Business: Gaskin Asset Management, LLC Address: 7615 Colony Road, Charlotte, NC, 28226, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - CEO Investment Related: No Start Date: 06/16/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is a DBA for our RJFS practice. I am the managing member for the practice which involves the day to day management of the independent company itself which exists to serve financial planning and asset management clients through RJFS. This OBA was approved in 2018 and has been subsequently reapproved annually. I accidentally ended this today while attempting to end another OBA. (2)Name of Business: Real Estate Address: 7615 Colony Rd Ste 100, Charlotte, NC, 28226, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/29/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Manage day to day issues such as maintenance and paying bills for an office condo which will be used as the office for Gaskin Asset Management, LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-18
• S63 Uniform Securities Agent State Law Examination
  1994-05-13