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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-30 |
| NC | RA | APPROVED | 2020-09-30 |
| TX | RA | APPROVED_RES | 2020-09-11 |
Branch Locations
572 Titus Ave, Rochester, NY 14617 • United States
13420 Reese Blvd W, Ste 13 [Satellite], Huntersville, NC 28078 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 09/2020 |
| Wells Fargo Advisors Financial Network, Llc | Huntersville | NC | 09/2020 | Present |
TRUE NORTH WEALTH MANAGEMENT, LLC; INV RELATGED; HUNTERSVILLE, NC; LLC FOR FINET PRACTICE; OWNER; START: 7/2020; 40 HRS/MO; 8 HRS/MO DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-21 |
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