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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2006-03-24 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | Present |
| Wells Fargo Advisors Llc | Raleigh | NC | 05/2009 | 11/2016 |
RENTAL PROPERTY, INV-REL, APEX, NC, 100% OWNERSHIP, START: 10/1/02, 0 HRS/M0 0 DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-27 |
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