Steven Lowell Smith

Current Employers

Employment History

• 02/2014 → 12/2017
  Brooklight Place Securities, Inc.
  Evansville, IN
• 11/2016 → 01/2018
  Interactive Financial Advisors
  Oakbrook, IL
• 01/2011 → Present
  Steven Smith Financial
  Carmi, IL
• 04/2018 → 12/2019
  Quest Capital Strategies, Inc.
  Lake Forest, CA
• 12/2019 → Present
  Stonex Securities Inc.
  Carmi, IL
• 12/2019 → Present
  Stonex Advisors Inc.
  Carmi, IL

Previous Registrations

• 2018-05-01 → 2019-12-23
  Quest Capital Strategies, Inc.
  Carmi, IL
  Laguna Hills, CA
  Laguna Hills, CA
  Lake Forest, CA
• 2016-11-21 → 2018-01-02
  Interactive Financial Advisors
  Oakbrook, IL
• 2009-03-10 → 2013-12-31
  Financial West Group
  Evansville, IN
  Traverse City, MI
  Evansville, IN
• 2005-02-18 → 2008-12-05
  Edward Jones
  Evansville, IN
  Evansville, IN
• 2002-07-30 → 2005-02-04
  J.J.B. Hilliard, W.L. Lyons, Llc
  Carmi, IL
• 1997-12-04 → 2002-06-24
  Ameriprise Financial Services, Llc
  Lombard, IL

Other Businesses

STEVEN SMITH FINANCIAL - DBA- INVESTMENT RELATED. 687 COUNTY ROAD 1200 N, CARMI, IL 62821. NATURE OF BUSINESS: FINANCIAL SERVICES, INVESTMENT ADVISORY, INSURANCE, INDIVIDUAL TAX PREPARATION AND FILING.100% OWNER, TITLE: OWNER; START DATE: 01/01/2011; APPROXIMATE NUMBER OF HOURS PER MONTH: 170HRS/MO; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 170HRS/MO. DUTIES: PROSPECT NEW CLIENTS, MANAGE INVESTMENT ACCOUNTS, PREPARE TAX RETURNS

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-20
• S63 Uniform Securities Agent State Law Examination
  1994-04-22