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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-29
TX RA APPROVED_RES 2017-05-11
PA RA APPROVED 2003-10-29
  • FL RA
    APPROVED
    Since 2024-01-29
  • TX RA
    APPROVED_RES
    Since 2017-05-11
  • PA RA
    APPROVED
    Since 2003-10-29

Branch Locations

2919 Market St, Camp Hill, PA 17011 • United States

Madeira Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Camp Hill PA 09/2005 03/2020
Ameriprise Financial Services, Llc Camp Hill PA 03/2020 Present
Other Businesses

Business Ownership; 2919 Realty Partners; Owner / Member; Real estate ownership; 2919 Market Street, , Camp Hill, PA, 17011; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Tetelestai Partners; Manage Operations and review expenses related to running a support staff business that supports two Ameriprise Franchise opporations; Owned to pay for office lease, healthcare, and insurance. This is a service support business used to support two Ameriprise Franchise Owners; 2919 Market Street, , Camp Hill, PA, 17011; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Tetelestai, LLC; COO - Managing staff, system creation and optimization, financial advising; ; 2919 Market Street, , Camp Hill, PA, 17011; Investment-Related; 01/01/2018; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-27
S63 Uniform Securities Agent State Law Examination 1994-05-24
  • S65 Uniform Investment Adviser Law Examination
    2003-10-27
  • S63 Uniform Securities Agent State Law Examination
    1994-05-24

View on SEC IAPD

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