Rogelio Rocha

Employer firm

World Investment Advisors, LLC CRD 208512

$71.6B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 04/2018
  Centaurus Financial, Inc.
  Anaheim, CA
• 05/2018 → Present
  Pensionmark Securities, Llc
  Santa Barbara, CA
• 05/2018 → Present
  Pensionmark Financial Group, Llc
  Santa Barbara, CA
• 10/2025 → Present
  World Investments, Inc.
  Santa Barbara, CA

Previous Registrations

• 2017-01-23 → 2018-05-03
  Centaurus Financial, Inc.
  Mission Viejo, CA

Other Businesses

1. C.R. Financial LLC, 5248 Shearin Ave, Los Angeles, CA 90041, Investment related, Nature of business: Qualified Plan's Sales/Service, President started April 2019, Devote 160 hours/month during securities hours. 2. California Benefit Planners, 3738-3740 Colorado Blvd, Pasadena, CA 91107, Non-Investment related, Nature of business: Qualified Plans Design/administration, started August 2019, Devote 20 hours/month during securities hours, Duties: represent Cal Benefit Planners client plan reviews and presentations. Presentations to center if influence.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-18
• S63 Uniform Securities Agent State Law Examination
  1994-05-27

Other Names

• Jr Rogelio Rocha
• Roger Rocha
• Rogelio Rocha
• Rogelio Rocha
• Roger Rocha