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Current Employers
Lebenthal Global Advisors, Llc

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-31
TX RA APPROVED 2025-01-31
  • NY RA
    APPROVED
    Since 2025-01-31
  • TX RA
    APPROVED
    Since 2025-01-31

Branch Locations

500 N. Broadway, Jericho, NY 11753 • United States

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Lake Success NY 01/1994 01/2025
Metlife Securities Inc. Lake Success NY 01/1994 01/2025
Mml Investors Services, Llc East Hills NY 03/2017 01/2025
Lebenthal Financial Services, Inc. Jericho NY 01/2025 Present
Lebenthal Global Advisors, Llc Jericho NY 01/2025 Present
  • 01/1994 → 01/2025
    Metropolitan Life Insurance Company
    Lake Success, NY
  • 01/1994 → 01/2025
    Metlife Securities Inc.
    Lake Success, NY
  • 03/2017 → 01/2025
    East Hills, NY
  • 01/2025 → Present
    Lebenthal Financial Services, Inc.
    Jericho, NY
  • 01/2025 → Present
    Jericho, NY
Previous Registrations
Other Businesses

(1)NAME: PROFESSIONAL INSURANCE AGENTS OF NY INV REL: Y ADD: 25 CHAMBERLAIN ST, GLENMONT NY, 12077 NATURE: PROFESSIONAL INSURANCE AGENTS OPOSITION: Serving on the board NO HR/MO DUR TRADING.(2)NAME: MASSAPEQUA CHAOF COMMERCE INV REL: Y ADD: 674 BROADWAY, MASSAPEQUA NY 11758 NATURE: CHAMBER OF COMMERCE POSITION: Board Member START DATE: 12/20/2016 NO. HNO. HR/MO DURING SEC TRADING: 0 (3)NAME: GARY SLAVIN INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: PROPERTY/CASUALTY POSITION: SALES START DA01/1980 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 0 (4)NAME: GARY SLAVIN INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OTHER - WROTE A BOOK - PEBBLES ON A BEACH POSITION: AUTHOR START DATE: 11/2/2020 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 (5) NAME: NASSAU COUNCIL CHAMBER OF COMMERCE INV REL: Y ADD: 2 Davis Ave, Garden City, NY 11530 NATURE: CHAMBER OF COMMERCE POSITION: OFFICER START DATE: 01/01/2023 HRS/MO: 4 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: ATTEND MEETINGS AND GIVE INSIGHT ON CURRENT EVENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-03
  • S63 Uniform Securities Agent State Law Examination
    1994-05-03

View on SEC IAPD

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