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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-26 |
| CA | RA | APPROVED | 2017-03-25 |
Branch Locations
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
181 Metro Ste 550, San Jose, CA 95110 • United States
San Jose, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Cupertino | CA | 03/1997 | 03/2017 |
| Metlife Securities Inc. | Cupertino | CA | 03/1997 | 03/2017 |
| Mml Investors Services, Llc | San Jose | CA | 03/2017 | Present |
| Massmutual Life Insurance Company | San Jose | CA | 03/2017 | Present |
(1)Indpendent Insurance Agent - Dental and Group Disability Income Life/Accident/Health Long-Term Care Medicare Related Products - from business address - 1 security hours and 0 non security hours - since 09/2015 (2) Name: Greg Williams Inv rel: N Add: At Residential Address Nature: Other - Family Care Position: In House Support Service Start date: 10/2020 No. HR/MO: 15 No. HR/MO during sec trading: 0 Describe duties: Take family member to different appointments like doctor, grocery store, or help around the house.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-15 |
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