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Columbia Management Investment Advisers, LLC CRD 108257
$502B regulatory AUM 142 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2011-03-24 |
| OR | RA | APPROVED | 2011-02-18 |
| ID | RA | APPROVED | 2010-10-12 |
Branch Locations
290 Congress Street, Boston, MA 02210 • United States
Vancouver, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors Inc. | Minneapolis | MN | 05/2007 | Present |
| Riversource Investments | Minneapolis | MN | 01/2009 | Present |
| Seligman Advisors, Inc. | Minneapolis | MN | 01/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-18 |
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