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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-11-24 |
| CT | RA | APPROVED | 2014-11-14 |
Branch Locations
1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | St. Petersburg | FL | 11/2014 | Present |
Name of Business: Florida Securities Dealers Association Business Description: FSDA focuses on issues affecting the securities industry. Business is investment-related:no Address: 6671 W. Indiantown Road #50-194, Jupiter, FL 33458 Capacity: OtherMember Start Date: 10/01/19 Duties: No Responsibilities - Attend board meetings. Learn about the different financial topics that association wants to focus on. Hours devoted per month: 1 Hours devoted during securities hours per month: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-12 |
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