J Bradley Rauch

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1994 → Present
  Citigroup Global Markets Inc.
  Buffalo, NY
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Buffalo, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Other Businesses

Rental Property; FL; Investment related; Rental; Sole Proprietor / Owner / Partner; 08/2015; During business hours: 0, After business hours: 0 Rental Property; Aurora, NY; Orchard Park, Ny; Investment related; Rental; manage property; Sole Proprietor / Owner / Partner; 08/2013; During business hours: 0, After business hours: 5 *371526 - Grove Street Apartments; Investment related Yes; East Aurora, NY; Rental Real Estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jun 2005; During business hours: 0; After business hours: 5 *371900 - 6777 Quaker Street Apartments; Investment related; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2003; During business hours: 0; After business hours: 20; Administrative. *568201 - ADK Camp/Cottage -515 Sterling Pond Road ; Investment related - Yes ; Parishville, New York ; Rental Property ; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent) ; 09/2023 ; During business hours : 1 ; After business hours : 4 ; Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-07
• S63 Uniform Securities Agent State Law Examination
  1994-05-20

Other Names

• James Bradley Rauch