Christopher Sebastian Liotta

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Maximus Financial Services
  Commack, NY
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-05-15 → 2013-09-03
  Walnut Street Securities, Inc.
  Nesconset, NY
  Roslyn, NY
• 2007-05-29 → 2009-05-14
  Citigroup Global Markets Inc.
  Plainview, NY
  Plainview, NY
  Plainview, NY
  Port Washington, NY
  Roslyn, NY
• 2004-12-07 → 2007-05-29
  Citicorp Investment Services
  Roslyn, NY
  Roslyn, NY

Other Businesses

1. INDEPENDENT INSURANCE AGENT (DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE) 2 SECURITIES TRADING HOURS WEEKLY, 2 NON SECURITIES TRADING HOURS WEEKLY, START DATE 4/2009 2. NAME OF OTHER BUSINESS: CHRISTOPHER S LIOTTA DBA CSL INVESTMENTS INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: DBA FOR BUSINESS ACCOUNTING START DATE: 04/2009 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA SET UP FOR BUSINESS EXPENSES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-04
• S63 Uniform Securities Agent State Law Examination
  1994-11-28