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Todd Franklin Gregory

Ae Wealth Management, LLC

Springfield, MO

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-28
MO RA APPROVED 2019-09-09
  • TX RA
    APPROVED_RES
    Since 2026-08-28
  • MO RA
    APPROVED
    Since 2019-09-09

Branch Locations

3705 E Battlefield St, Springfield, MO 65809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
D.H. Hill Securities, Lllp Houston TX 07/2014 09/2019
D.H. Hill Advisors, Inc. Humble TX 07/2014 09/2019
Ae Wealth Management, Llc Topeka KS 09/2019 Present
Gregory Insurance Services, Llc Dba Gregory Financial Springfield MO 06/2007 Present
The Gregory Group, Llc/Dba Gregory Wealth Advisory Springfield MO 06/2007 Present
  • 07/2014 → 09/2019
    D.H. Hill Securities, Lllp
    Houston, TX
  • 07/2014 → 09/2019
    Humble, TX
  • 09/2019 → Present
    Topeka, KS
  • 06/2007 → Present
    Gregory Insurance Services, Llc Dba Gregory Financial
    Springfield, MO
  • 06/2007 → Present
    The Gregory Group, Llc/Dba Gregory Wealth Advisory
    Springfield, MO
Previous Registrations
Other Businesses

1. Gregory Insurance Services, LLC dba Gregory Financial; Yes, Investment Related; 3705 E Battlefield, Springfield MO 65809; Insurance Sales; POSITION Owner/Founder; Start Date 06/2007; Approx. 160 hours a month; Approx. 140 hours during trading; Insurance Sales and Services. 2. The Gregory Group, LLC/DBA Gregory Wealth Advisory; Yes, Investment Related; 3705 E Battlefield, Springfield MO 65809; Investment Services; POSITION: Owner; Start Date: 06/2007; Approx. 160 hours a month; Approx. 140 hours during trading; Investment Services

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-02-09
S65 Uniform Investment Adviser Law Examination 2006-03-03
  • S63 Uniform Securities Agent State Law Examination
    2010-02-09
  • S65 Uniform Investment Adviser Law Examination
    2006-03-03

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