Joche M Gauley

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Davenport, IA

Previous Registrations

• 2007-06-12 → 2009-06-01
  Citigroup Global Markets Inc.
  Davenport, IA
  Davenport, IA

Other Businesses

ACT II JEWELRY LLC DBA LIA SOPHIA NOT INVESTMENT RELATED, N. MITTEL BLVD, WOOD DALE, IL 60191 , DIRECT SALES OF FASHION JEWELRY ADVISOR 4/11/08, 10-12 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS. ***************************** GAULEY EXCAVATING; NON INVESTMENT RELATED; 18420 42ND STREET WEST, MILIAN IL; LESS THAN 2 HOURS PER MONTH 0 DURING SECURITIES HOURS; ASSIST HUSBAND WITH PREPARING ESTIMATES AND INVOICES, MINOR ACCOUNTING FOR TAX PURPOSES

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-05
• S63 Uniform Securities Agent State Law Examination
  2004-10-07

Other Names

• Joche M Channon
• Joche Marie Channon
• Joche' M Gauley