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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-01
  • PA RA
    APPROVED
    Since 2025-05-01

Branch Locations

1735 Market Street Suite 1400, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 05/2009 05/2025
Raymond James & Associates, Inc Philadelphia PA 05/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Morrissey Family Foundation Address: 207 Strafford Ave, Wayne , PA, 19087, United States Activity Type: Non profit Position/Title: Officer - President Investment Related: Yes Start Date: 12/17/1996 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management of Foundation assets, distribution of donations, coordination with CPA for taxes, Foundation admin

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-11
  • S63 Uniform Securities Agent State Law Examination
    1994-05-11
Designations

View on SEC IAPD

Other Firms

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Other Offices

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