Thomas Anthony Ierna

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 07/2025
  Next Financial Group
  Miller Place, NY
• 07/2025 → Present
  Lpl Financial Llc
  Miller Place, NY

Previous Registrations

• 2014-03-05 → 2025-07-10
  Next Financial Group, Inc.
  Miller Place, NY
  Miller Place, NY
  Wappingers Falls, NY
  Miller Place, NY

Other Businesses

1- 07/2025 - Peconic Hockey Foundation - Coach/ Sports/ Fitness - Not Investment Related - Home Based - Start Date 08/01/2020 - 25 hours per month/ 0 hours during trading 2- 07/2025 - Thomas A. Ierna - Property and Casualty - Investment Related - At Reported Business Location(s) - Start Date 01/05/2015 - 5 hours per month/ during trading 3- 07/2025 - Thomas A. Ierna - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/03/1994 - 15 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-05-31

Designations

• Chartered Financial Consultant