Best Investors
Account
Sign in
Isle Of Palms, SC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-12-19 |
| FL | RA | APPROVED | 2024-12-18 |
| MI | RA | APPROVED | 2024-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Fort Myers | FL | 05/2004 | 08/2019 |
| Park Avenue Securities | Fort Myers | FL | 05/2004 | 08/2019 |
| Peak Brokerage Services, Llc | Palm Beach Gardens | FL | 08/2019 | 08/2024 |
| Blackridge Asset Management, Llc | Williamsville | FL | 08/2019 | 08/2024 |
| Harvest Portfolio Management, Llc | North Fort Myers | FL | 08/2024 | 07/2025 |
| Intentional Funds | New York | NY | 07/2025 | Present |
1) Business Entity: Coldwell Banker; Business Activity: Real Estate; Address: Cape Coral, FL; Duties of position: Buy and Sell real estate; Title: Realtor; Start Date: 12/2022; Approx. # of hours per month spent on activity: 15; Approx. # of hours spent during trading hours: 15 2) Business Entity: Guardian Life Insurance; Business Activity: Life Insurance; Address: New York; New York; Duties of Position: Service Insurance Contracts; Title: Field Rep; Start Date: 03/2004; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-13 |
| S65 | Uniform Investment Adviser Law Examination | 1994-05-13 |
Reach out to this advisor