Michael Philip Sotile

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-08
LA	RA	APPROVED	2011-01-03

TX RA
APPROVED_RES

Since 2020-01-08
LA RA
APPROVED

Since 2011-01-03

Branch Locations

Baton Rouge, LA • United States

2424 Edenborn Ave Ste 680, Metairie, LA 70001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Baton Rouge	LA	09/2014	Present

09/2014 → Present

Voya Financial Advisors

Baton Rouge, LA

Previous Registrations

2004-03-16 → 2011-01-03

Voya Financial Partners, Llc

Hartford, CT

Metairie, LA

Baton Rouge, LA

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 723 MILLGATE PLACE; BATON ROUGE; LA; 70808; fixed insurance sales; INDEPENDENT INSURANCE AGENT; 6/22/2011; 160; 160; sales of fixed insurance|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-22

S66 Uniform Combined State Law Examination

2001-10-22

Other Names

Michael Philip Jr Sotile

View on SEC IAPD